Simon Riveles

Principal

Simon RivelesSimon represents alternative investment funds, including hedge, private equity and venture capital funds and their sponsors, managers and investors in a broad range of matters relating to their structuring, formation, corporate governance, operations and regulatory compliance. His clients include SEC and state registered investment advisers, commodity pool operators, broker dealers, and managers based in foreign jurisdictions.

Having launched in excess of 175 funds since 2011, he represents funds pursuing a diverse range of liquid and illiquid strategies including global macro, real estate, micro-cap, forex, futures, statistical arbitrage, multi-strategy, emerging market, sector focused, volatility arbitrage, fixed income, cash advance (factoring), real estate tax lien, distressed company, as well as start-up company investments. Simon has broad experience representing issuers in private offerings under Regulation D, private funds in M&A transactions, issues related to fund advertising and general solicitation, preparation of policies and procedures manuals, response to SEC and CFTC audits and general corporate and securities matters and routinely advises on legal issues arising under the Investment Advisers Act, the Investment Company Act, the Securities Act, the Securities Exchange Act, the Commodity Exchange Act and the Dodd-Frank Wall Street Reform and Consumer Protection Act.

Simon is Chairman of the Hedge Fund Association’s government lobbying committee. He is an honors graduate of the University of Connecticut School of Law and has practiced corporate and securities law since 1999.